Abstract
Background: In Singapore, determining the level of infestation by lebbek borer (Xystrocera globosa)(Olivier, 1795)[Coleoptera: Cerambycidae] is the crucial first step in control of this pestra in rain tree (Albizia saman [Jacq.] Merr.)[Fabales: Fabaceae]. Current assessment methods rely on symptoms such as canopy colour, defoliation, dieback, and actual estimation of borer population via counting of larvae or exit holes created by adults. Currently, there is a lack of systematic approach to integrate different tree health indicators and symptoms to quantify infestation level. This gap poses challenges in assessment of treatment efficacy as managers could not quantitatively determine whether infestation level has changed following treatment. Thus, this study aimed to develop a visual assessment method that can integrate all mentioned symptoms to quantify infestation level. Methods: We surveyed a total of 388 rain trees and used principal component analysis (PCA) to investigate the correlation between X. globosa infestation and different borer infestation symptoms. Borer Infestation Score (BIS) formula was developed based on the linear combinations of the statistically significant principal component. Results: Infestation level was strongly associated with bark peeling, exit holes, and proximity of bark peeling and/or exit holes to trunk base and weakly associated with defoliation, dieback, and canopy colour. Developed BIS formula generated numerical values that distinguished between noninfested and infested trees, reflected infestation level in surveyed areas and temporal progression of infestation. Conclusions: Described integrated visual assessment method can be executed quickly on field. BIS formula generates quantitative scores easy to be interpreted, tracked, and compared.
- Albizia saman
- Borer Infestation Score
- Integrated Pest Management
- Integrated Visual Assessment
- Rain Tree Borer Infestation
- Tree Health
- Urban Forestry
- Xystrocera globosa
INTRODUCTION
In Singapore, rain tree Albizia saman [Fabales: Fabaceae] is among the 10 most common tree species on the island, planted abundantly along roadsides, parks, and gardens. Despite their great adaptability to the local climate, rain trees are susceptible to various insect pests, the most destructive of which is Xystrocera globosa [Coleoptera: Cerambycidae]. Larvae of this species bore into the wood of branches and trunks as they feed, causing extensive damage to internal structure and disrupting nutrient transport (Beeson 1941; Suharti et al. 1994; Matsumoto et al. 2000). As the infestation progresses, trees show constant decline, which over time can manifest into visible symptoms such as bark peeling, dieback, defoliation, and development of adventitious roots.
As the first step of X. globosa management, assessment of infestation by this borer is essential to determine appropriate intervention measures and to monitor the effectiveness of said measures in controlling the infestation. There are 2 common approaches employed in assessment of borer infestation: (1) measurement of symptoms and actual number of borers, and (2) measurement of tree health.
Measurements of signs such as exit holes and the actual number of borers can directly estimate the population of borers in infested trees. A higher density of exit holes indicates a higher number of emerging borer adults, which means a higher number of borer larvae actively feeding on the internal wood structure of infested trees (McCullough et al. 2005; Anulewicz et al. 2007; McCullough and Siegert 2007; Pontius et al. 2008). Quantification of exit holes can be in terms of numerical categorization (Pontius et al. 2008) or direct density measurement expressed as the number of exit holes per unit area (McCullough et al. 2005; Anulewicz et al. 2007; McCullough and Siegert 2007). Actual counts of larvae and estimation of larval mortality rate can be done by cutting and splitting branches and trunks of infested trees (Mercader et al. 2013). Whole branches or entire trees can be cut to allow accurate measurement of exit holes and larval density. Although these methods can provide relatively accurate estimations of borer infestation level, branch removal can affect tree form and canopy balance.
Meanwhile, measuring tree health is based on the principle that prolonged infestation causes tree decline over time, which manifests into symptoms such as defoliation, canopy thinning, dieback, leaf yellowing, and, in extreme cases, death of the infested trees. To quantitatively capture this information, categorical scoring or percentage infestation are commonly used techniques. For instance, Smitley et al. (2008) established pictorial examples for different percentages of canopy thinning. Health classes based on canopy conditions can be operationally defined as seen in Murfitt et al. (2016). At larger scale, tree mortality rate can be used to indicate the infestation level of an area (Morin et al. 2017). However, a decline in tree health indicated by canopy thinning, dieback, or leaf yellowing is only observed when the infestation has become severe. Delayed manifestations of the mentioned symptoms imply that these variables are generally not sensitive to the progression of infestation in early stages. Furthermore, besides X. globosa, rain trees can be infested with multiple pests (e.g., defoliator moths such as Pandesma quenavadi and root rot fungi Ganoderma sp.) which can also induce decline symptoms.
Currently in Singapore, park and streetscape managers rely on signs of exit holes and adult X. globosa, as well as symptoms such as bark peeling, dieback, leaf yellowing, and canopy thinning, to assess rain tree infestation. The major gap in the current protocol is the lack of a systematic approach to integrate all of this information into a unified calculation to quantitatively assess the infestation level of rain trees. Consequently, managers face challenges in determining appropriate control measures and ascertaining the effectiveness of such measures.
To bridge this gap, the present study aimed to develop a mathematical expression that integrates visual signs and symptoms associated with X. globosa infestation (e.g., bark peeling, exit holes, dieback, leaf yellowing, and canopy thinning) to give a unified scoring that (1) distinguishes between infested and noninfested trees, (2) reflects the general level of infestation of a tree or trees in the area, and (3) allows monitoring of the temporal progression of X. globosa infestation. To achieve these objectives, tree surveys were conducted on 388 rain trees located in 5 different locations in Singapore: Siglap Link (SL), Bedok South Avenue 1 (BSA), East Coast Park Service Road (ECP), Penjuru Road (PR), and Geylang East Central (GEC) from May 2020 to July 2020. For each tree, we recorded a quantitative estimate of defoliation, dieback, exit holes, bark peeling, and proximity of observed exit holes and/or bark peeling to the trunk base. Correlation between these variables and infestation was analyzed using principal component analysis (PCA), and a formula to estimate infestation level from the linear combinations of the most informative principal components was derived.
MATERIALS AND METHODS
Tree Survey
A total of 388 rain trees along roadsides were assessed at 5 different locations from May 2020 to July 2020 (Table 1). Locations were selected based on alerts of an incursion of borer infestation. Of all assessed trees, 48 infested trees along East Coast Park Service Road (ECP) with a Borer Infestation Score (BIS)(the definition and calculation of which will be explained in a later part of the paper) within the interquartile range of BIS distribution were selected. These infested trees were reassessed in October 2020 to investigate the progression of infestation. These 48 trees were not treated with any chemicals or pruned from July 2020 to October 2020.
Recorded Variables
A total of 7 variables were recorded (Table 2). As discussed earlier, larval stages of X. globosa bore deep inside branches and/or trunks of rain trees and cannot be visually detected. Therefore, trees showing no signs of bark peeling and/or exit holes may still be infested. To overcome this limitation, the infestation status of each tree was determined based on the inspection history of the tree. That means trees with an inspection record indicating no symptoms of infestation for at least 1 year before the survey and 1 year after the survey were considered to be noninfested. As described by Matsumoto et al. (2000), the duration of the immature period (egg, larvae, and pupae) for X. globosa lasts 112.5 ± 6.3 days in males and 104.6 ± 10.6 days in females. In Singapore, rain trees infested with X. globosa show symptoms within 1 year. Although destructive sampling is the desired method to determine infestation status of trees, this sampling method was not possible in Singapore as surveyed rain trees were planted along roadsides. Removal or pruning of healthy trees is strictly controlled to minimize negative impacts on tree health and city landscape. Nonetheless, considering X. globosa biology and inspection records (1 year before and after survey date), the risk of a false negative due to asymptomatic infestation could be completely mitigated. This information was not known to the assessors who did the tree surveys to avoid confirmational bias.
The number of major branches per tree was determined by moving an imaginary horizontal plane from the trunk base up to the canopy. At the height where branches split into at least 4, the number was recorded as the number of major branches. Symptoms such as bark peeling, exit holes, and dieback were determined based on the visual detection of these symptoms. The extent of defoliation was visually estimated and assigned a score ranging from 1 to 5: (1) 0% to 20% defoliation, (2) 21% to 40% defoliation, (3) 41% to 60% defoliation, (4) 61% to 80% defoliation, and (5) 81% to 100% defoliation. Canopy colour was scored as (1) green or (2) chlorotic.
Proximity of bark peeling and/or exit holes to trunk base was a new variable that was investigated in this study. It stemmed from the consistently observed trend of X. globosa infestation to start in higher branches and progress downward to the trunk base. When symptoms such as bark peeling and exit holes were observed nearer to the trunk base, the infestation level was more severe. To quantitatively capture this information, rain trees were broken down into 6 regions based on distance to trunk base (Figure 1). During tree assessment, each observation of bark peeling and/or exit holes was assigned a number based on the regions described, and the lowest number was retained for final recording. Trees with no exit holes or bark peeling were assigned with a score of 7.
Index Construction
Checking of Linearity, Normality, and Outliers
All statistical analyses in this study were performed using statistical software R v4.1.1 (The R Foundation for Statistical Computing, Vienna, Austria). Data linearity was assessed using scatter plots between variable pairs using the pairs function. To test for multivariate normality, a Shapiro-Wilk multivariate test was conducted using the mshapiro.test function from the mvnormtest package. Multivariate outliers in the data were detected based on Mahalanobis distance using the mahalanobis_distance function from the rstatix package.
Deviation from Normality and Presence of Outliers
Principal component analysis (PCA) is a linear orthogonal data transformation technique that uses Pearson correlation coefficients to find uncorrelated rotation axes (principal components)(PCs) capturing maximal variance in the data (Bro and Smilde 2014). For multivariate normally distributed data, independence between components can be guaranteed when there is zero correlation between them. For multivariate non-Gaussian data, PCA components are uncorrelated but not independent (Kim and Kim 2012). However, deviation from normality does not invalidate the application of PCA, especially as a descriptive tool, on non-Gaussian data (Jolliffe and Cadima 2016). Wang and Du (2000) showed that PCA conducted on both Gaussian and non-Gaussian data sets yielded useful results. Nonetheless, lack of independence between PCA components could potentially reduce the technique robustness due to contamination between components (Kim and Kim 2012). Therefore, for non-Gaussian data, independent component analysis (ICA) could be conducted to compare with PCA to study the effect of nonindependence on the interpretation of PCA results (Kim and Kim 2012). In this study, ICA was conducted using the fastICA function from the fastICA package.
To study the effects of outliers, PCA was performed on the data set with and without outliers. The PCA results were compared.
Training of Data with PCA and Visualization
The original data set was first split into 2 sets of data, each containing only infested trees or noninfested trees. Each of these sets was then partitioned into 2 nonoverlapping subsets, (a) 75% of original data, and (b) 25% of original data via random selection. Two subsets (a) were combined to form the training data set, while two subsets (b) were combined to form the testing data set. For the training data set, PCA with scaling was done on recorded variables except for infestation status using the in-built prcomp function. Location of trees was not included in PCA. Visualization of dimensions and calculation of their corresponding eigenvalues and variances were done using the fviz_eig function from the factoextra package. Using the pca3d function from the pca3d package, 3D visualization of PCA score plots for the first 3 components was performed.
Dimension Selection and Stopping Rules
To determine the number of statistically significant principal components, we employed functions within the PCDimension package to perform a Pseudo-F ratio test (Ter Braak 1990), an eigenvalues P-value test (Ter Braak 1988), a broken stick statistical test (Barton and David 1956), and an Auer-Gervini method (Auer and Gervini 2008). Pseudo-F ratio and eigenvalues P-value tests were applied using the rndLambdaF function for 1,000 iterations at 0.05 significance level. The bsDimension function was used to perform the broken stick test. The AuerGervini function was used to perform the Auer-Gervini method with twicemean, kmean, spectral clustering, and changepoint criteria.
Borer Infestation Score (BIS)
Statistically significant principal components were identified. Linear combinations of variables along these principal components were determined to derive the formula to calculate the scores for each tree, which are defined as their Borer Infestation Score (BIS). Distribution of BIS values for all trees in the training data set were calculated and plotted using the ggdensity function from the ggpubr package for infested and noninfested trees. The intersection between BIS density plots of infested and noninfested trees was calculated using the in-built intersect function. The value of this intersection was used as the classification threshold to distinguish between infested and noninfested trees.
Index Validation
Classification Accuracy Between Infested and Noninfested Trees
The developed BIS formula was applied to calculate BIS values for trees in the test data set. Using the classification threshold determined prior, trees were classified as either infested or noninfested. The class predictions were tallied against actual classification of trees in the test data set. A confusion matrix was constructed, and classification accuracy was determined based on the number of correct classifications.
Ranking Accuracy for Infestation Level of Surveyed Areas
Based on feedback from managers of the surveyed areas, the levels of infestation were considered low for GEC and PR, moderate for SL, and high for ECP and BSA. Using the developed BIS formula, average BIS values for each area were obtained, ranked, and compared to the general level of infestation based on feedback from area managers.
Sensitivity to Temporal Progression of Infestation
BIS values for the selected 48 infested trees along the ECP area were calculated for July and October. Violin plots for BIS values in July 2020 and October 2020 were generated using the ggplot function from the ggbiplot package. Temporal changes in BIS mean value between July and October were tested using the built-in aov function.
RESULTS
Index Construction
Linearity, Normality, and Outliers
As seen from 15 scatter plots between variable pairs (Figure 2), there was no nonlinear correlation detectable between any variable pair.
The Shapiro-Wilk multivariate normality test had a P-value = 3.752 × 10−12 leading to rejection of null hypothesis. The data set did not have normal distribution. Consequently, ICA was performed and the result was compared with PCA. As seen from Figure 3a, the 3D plot of PCA based on the top 3 principal components indicated that infested and noninfested rain trees were clearly separated along PC1 with most of the data variation also explained along this component. Meanwhile, the 3D plot of ICA (Figure 3b) also found similar distribution of points since infested and noninfested trees clearly separated along ICA1. Since ICA was designed to separate independent components from multivariate non-Gaussian data, more clusters detected in the 3D ICA plot were expected. For both 3D plots obtained from PCA and ICA, PC2, PC3, ICA2, and ICA3 did not give clear separation between infested and noninfested trees. Thus, with respect to the ability to distinguish between infested and noninfested trees and account for variation in the data set, PCA and ICA yielded similar results, indicating that deviation from normality did not considerably affect the interpretation of PCA components for the data set used in this study.
The outlier detection method based on Mahalanobis distance returned 33 out of 388 observations that were statistically considered outliers. In 388 observations, there were 14 observations of chlorotic canopy colour (colour score = 2) and 21 observations of defoliation higher than 20% (defoliation score > 1). As seen from the scores of different recorded variables for these 33 outliers (Table S1), these 33 outliers included all 14 observations of chlorotic canopy colour and 11 out of 21 observations of defoliation higher than 20%. Scores for other variables such as bark peeling, exit holes, and dieback were generally high as compared to the total average of the entire data set. PCA results derived from the full data set (all 388 observations) and the data set without outliers (355 observations) showed increased percentage of explained variance in PC1 and PC2 when outliers were removed (Figure 4). Such an increase was partly because removing the outliers also removed all chlorotic canopy colour observations in the data set, resulting in no variation in colour variables and a subsequent reduction in the number of possible PCs. The 3D plots of PCA with and without outliers yielded similar outcomes, as infested and noninfested trees remained clearly separated along PC1 (Figure 5). In general, we found that the presence of outliers in our data set did not significantly change the interpretation of PCs. Thus, we retained outliers in our data set for subsequent analyses.
Principal Component Analysis (PCA)
Among 6 principal components (PCs), the first, second, and third PCs had eigenvalues more than or equal to 1 (Figure 6a). Together, these 3 components accounted for 86.3% of variability (Figure 6b). Table 3 showed that all stopping rules except for the Pseudo-F ratio found one statistically significant PC. Poor performance of the Pseudo-F ratio stopping rule aligned with findings by Wang et al. (2018), when large matrices were used as input. The PCA score plot was constructed based on the first 3 components (Figure 7). Healthy and infested rain trees were clearly separated along the first principal component (PC1). For infested rain trees, most variations in PCA scores were also explained by PC1. Along this principal component, symptoms such as exit holes, bark peeling, and lowest position of observed bark peeling and/or exit holes had the highest absolute values of rotations (Table 4). Therefore, PC1 was the sole component used for subsequent construction of the infestation index.
Borer Infestation Score (BIS)
The values of scale, rotation, and center of the PCA analysis were obtained to reconstruct a formula to calculate the principal score along PC1 which is defined as the Borer Infestation Score (BIS) from this point onwards. This formula was further simplified to give the following linear equation,
where C = colour of canopy; D1 = defoliation; D2 = dieback; B = bark peeling; E = exit holes; and P = lowest position of bark peeling and/or exit holes. Refer to Table 2 for positive values of each sign and symptom. The described formula was used to calculate BIS values for all trees within the training data set.
Figure 8 shows box-and-whisker plots for BIS values of the 290 trees in the training data set. Noninfested trees had minimum, first-quartile, medium, third-quartile, and maximum BIS values of –2.1432, –1.4198, –1.4198, –1.4198, and 0.6306. The overall mean ± standard error BIS of all noninfested trees was –1.4100 ± 0.0286. Surveyed infested trees had minimum, first-quartile, medium, third-quartile, and maximum BIS values of –0.5529, 0.0993, 0.8336, 1.9343, and 4.4781 respectively. The overall mean ± standard error BIS of all infested trees was 1.1945 ± 0.1005.
Index Validation
Classification Accuracy Between Infested and Noninfested Trees
Based on BIS density curves of infested and noninfested trees in the training data set (Figure 9), the intersection between the 2 density curves was found to be –1.0132. Using this intersection as the threshold, the BIS formula was fitted into the test data set to predict the infestation class of trees. Trees were classified as infested (BIS ≥ Threshold) or noninfested (BIS < Threshold). The predicted classification was compared with the actual classification of trees. The results were presented by confusion matrix (Table 5), and 97 out of 98 trees had their infestation status correctly classified based on BIS values.
Ranking Accuracy for Infestation Level of Surveyed Areas
The BIS formula was fitted into the original data set. Average BIS scores by surveyed areas were summarized in Table 6.
Sensitivity to Temporal Progression of Infestation
The BIS value distribution of 48 selected trees along ECP was summarized in Figure 10. In July 2020, minimum, first-quartile, medium, third-quartile, and maximum BIS scores for these trees were 0.1088, 0.9511, 1.6970, 2.0609, and 3.2732. In October 2020, minimum, first-quartile, medium, third-quartile, and maximum BIS scores for the same trees were 0.5178, 1.5088, 2.0146, 2.7470, and 4.4780. Analysis of variance indicated significant difference (F = 13.42; df = 1.94; P-value = 0.0004) between the mean July BIS value (1.5662) and the mean October BIS value (2.2293).
DISCUSSION
As demonstrated in this study, although dieback, canopy colour, defoliation, bark peeling, exit holes, and proximity of bark peeling and/or exit holes to trunk base were common symptoms used to assess X. globosa infestation, they had greatly different associations with the actual infestation. Canopy colour and defoliation were found to be weakly associated with infestation of X. globosa as seen from the small absolute values of rotations of these variables along PC1 in the 3D PCA plot (Table 4 and Figure 7). These symptoms often signify tree decline which is not specific to this pest in rain trees. In Singapore, there are multiple stress factors, both biotic and abiotic, that can cause such symptoms to manifest in rain trees. For instance, dieback in rain trees can be caused by fungal pathogens such as Phomopsis sp. (Chareprasert et al. 2006; NParks 2019) and Botryodiplodia sp. (Boa and Lenné 1994; Hossain 2004). In Singapore, defoliation in rain trees has also been observed to be associated with the increase in larval populations of Hypopyra sp. (Lepidoptera: Erebidae) and Pandesma quenavadii (Guenée 1852)(Lepidoptera: Noctuidae) moths. The defoliation caused by the larvae of these moths is cyclical, with approximately 2 major outbreaks a year in rain trees, making the parameter insufficient alone in assessing infestation caused by X. globosa. In addition, environmental conditions such as water stress during extensive drought periods (King 2008) and root damage due to construction activities (Hauer et al. 1994) can also cause rapid decline in rain trees and symptoms of leaf yellowing, defoliation, and dieback.
Meanwhile, exit holes, bark peeling, and proximity of observed bark peeling and/or exit holes to trunk base were highly indicative of X. globosa infestation as seen from PCA. The absolute values of rotations for these variables were at least 6- to 10-fold larger than those of dieback, canopy colour, and defoliation. Such results aligned with the biology of the pest observed in Singapore and as described by Matsumoto and Irianto (1998). Based on internal pest survey and observational data, X. globosa was the only borer species found infesting rain trees. Appearance of holes in rain trees is unique to X. globosa infestation because the adult borers create these holes when they emerge.
In this study, the high absolute value of rotation of lowest position of bark peeling and/or exit holes along PC1 provided the empirical evidence to downward-infestation behaviour of X. globosa in rain trees. It could be hypothesized that younger branches located at higher positions in the canopy are more frequently pruned as part of routine maintenance operation, creating open wounds and bark cracks that allow easier oviposition by females. As larvae feed and mature, they would progress downward to find more food in bigger and more mature branches lower in the canopy.
The developed BIS formula gave values that were positively correlated with X. globosa infestation. Noninfested trees had typical BIS values of –1.42 or lower, while infested trees had BIS values of –1.01 or higher. Despite their low level of associations with X. globosa infestation in rain trees, symptoms such as dieback, canopy colour, and defoliation still contained valuable information which can help to obtain a more accurate assessment of infestation level. Therefore, weights for these variables were balanced in such a way that these variables still contributed to overall calculation but did not cause noninfested trees to have high BIS values. As shown from the confusion matrix for infestation status of the 98 trees in the test data set (Table 5), there was only one noninfested tree with a BIS value that was within the range of those infested. This may be due to an assessment error in recording bark peeling. Nonetheless, the error rate was found to be low (1.02%). Thus, the BIS formula provided a clear separation between infested and noninfested trees. Furthermore, when applied to calculate BIS for all trees within an area, average BIS for each area reflected the infestation level of said area based on feedback from managers. In terms of temporal progression of infestation, we demonstrated that by tracking infestation symptoms and using BIS calculation, we could see significant increase in infestation level if trees were left untreated.
From an operational perspective, although managers knew that symptoms such as exit holes, bark peeling, defoliation, and dieback were associated with borer infestation, the lack of standardized and systematic approaches in recording and computing these variables hindered their ability to accurately assess the progress of infestation and its severity. Consequently, managers could not ascertain whether their attempts at treatment including pruning of infested branches, chemical soil drenching, or chemical tree injection were effective due to lack of reference points for infestation severity. Assessment using BIS calculation filled the gap by providing a quantitative score to estimate infestation severity based on visual symptoms which could be quickly observed and recorded on site. A nonpositive change in BIS values over time after treatment would indicate effectiveness of the treatment in controlling X. globosa infestation. Since symptoms such as exit holes, bark peeling, and their proximity to trunk base have very high weights in BIS formula, pruning to remove infested branches would cause a temporary decrease in BIS values. Therefore, for accurate interpretation, it is important to take into consideration the pruning schedule of trees and multiple BIS values of trees over an extended period. A temporary drop in BIS values after pruning followed by an increase in BIS value indicates that the larvae inside tree trunks and branches are still alive and have emerged to create new exit holes and bark peeling.
Our survey took approximately 3 to 10 minutes to complete the assessment of one tree to calculate BIS values. Therefore, BIS assessment system can be readily integrated into surveillance routines without major additional daily workload.
CONCLUSIONS
We demonstrated that the newly developed BIS system provides a nondestructive method of estimating the infestation severity of X. globosa in individual rain trees and trees in an area. Future research can investigate the capacity of BIS in assessing the efficacy of X. globosa control measures such as chemical treatments via soil drenching or trunk injection. Since the BIS assessment method generates quantitative data, further study can be done to impose appropriate action thresholds based on BIS values to devise effective X. globosa management programs following the principles of an integrated pest management framework.
ACKNOWLEDGMENTS
The study was conducted using internal funding from National Parks Board, Singapore. The authors are grateful for the support received from management and staff of NParks.
Appendix.
Footnotes
Conflicts of Interest:
The authors reported no conflicts of interest.
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