Abstract
Tree roots growing under sidewalks are known to crack or lift pavement often creating a tripping hazard for pedestrians. This experiment was conducted to determine the long-term effects of below- and alongside-pavement treatments on tree root development and sidewalk damage. London, U.K. plane trees (Platanus × acerifolia) were planted next to sidewalks at the Bartlett Tree Research Laboratory in Charlotte, North Carolina, U.S., in 1996. Treatments installed at the time of planting were: DeepRoot Universal Tree Root Barrier (UB18-2), vertical polyethylene sheet, gravel, Foamular® 150 extruded polystyrene, and a structural soil. The sidewalks and soil beneath them were removed in 2006. Minimal sidewalk lifting or cracking was associated with the DeepRoot barrier, gravel, and foam treatments. Vertical root barriers and foam resulted in fewer and deeper roots under the pavement. Treatments had no impact on tree diameter growth.
- DeepRoot barriers
- Foamular®
- infrastructure damage
- root barriers
- sidewalk lifting
- structural soil
- Styrofoam®
- tripping hazard
Tree roots growing under sidewalks are known to cause cracking or lifting of the pavement (D’Amato et al. 2002; Costello and Jones 2003), which may create a tripping hazard for pedestrians. The cost of repairing this type of damage is in excess of $100 million per year in the United States (McPherson and Peper 1995; McPherson 2000).
Vertical barriers have been tested to assess their ability to direct root growth to deeper levels in the soil, thus reducing damage to the sidewalk (Wagar and Barker 1983; Wagar 1985; Barker and Peper 1995; Gilman, 1996; Costello et al. 1997; Gilman 2006). These products tend to work better in well-drained soils than in poorly drained soils (Gilman 2006). There are also differences among root barriers in their degree of initial effectiveness (Smiley 2005; Gilman 2006). Root barriers do not tend to reduce the stability of trees planted near them and may actually increase stability by promoting deeper root development (Smiley et al. 2000).
Gravel applied under pavement during construction has also been shown to reduce root growth immediately below the pavement on well-drained sites (Kopinga 1994; Gilman 2006). This is the result of the large pores in gravel, which, when installed in a well-drained site, do not retain water or nutrients needed for root growth.
Structural soils are installed beneath pavement to allow for root growth while bearing the weight of the pavement and vehicles (Grabosky and Bassuk 1996; Smiley et al. 2006). These gravel/soil mixes allow for initial rapid root growth. The effect of this root growth on pavement longevity is not well documented. It is recommended that structural soils be installed in layers totaling at least 60 cm (24 in) deep. In practice, it is common to see installations of 10 to 15 cm (4 to 6 in) beneath pavement (pers. obs.).
Foamular® (Owens Corning, Toledo, OH, U.S.) is an extruded polystyrene foam board similar to Styrofoam® (Dow Chemical Co., Midland, MI) commonly used for building insulation. Sheets of foam are installed on the perimeter of basements and under foundations to reduce heat loss. Polyurethane foam sprays have been used to reduce root damage to replacement sidewalks (Costello and Jones 2003). The use of foam as a preventive under pavement treatment has not been documented.
The purpose of this experiment was to determine the long-term effects of below- and alongside-pavement treatments on the growth of tree roots and sidewalk damage.
MATERIALS AND METHODS
Two sections of sidewalk were installed at the Bartlett Tree Research Laboratory in Charlotte, North Carolina, with London plane trees (Platanus × acerifolia) planted closely alongside (Figure 1). Thirty London plane trees were planted in four rows in the native Cecil sandy clay loam (CeB2, thermic typic hapludults) on 2 February 1996. The trees were 4 cm (1.6 in) caliper and transplanted with a tree spade on 6 m (19.8 ft) spacing. Tree trunks were centered 50 cm (20 in) from the edge of the sidewalk pavement.
To install the sidewalks, soil was removed to a depth of 10 cm (4 in) from two areas measuring 1.2 m (3.96 ft) wide by 45 m (148.5 ft) long. In areas to receive underpavement treatments, an additional 10 cm (4 in) of soil was removed. Underpavement treatments were installed before pouring the concrete, whereas the vertical barriers were installed next to the edge of the pavement immediately after paving. The top edge of all vertical barriers were installed above grade.
Treatments were as follows:
1) DeepRoot Tree Root Universal Barrier (UB 18-2; Deep-Root Partners, San Francisco CA)—an injection-molded copolymer polypropylene panel that is 2.032 mm (0.081 in) thick by 45 cm (18 in). Panels were installed vertically within 3 cm (1.2 in) of the edge of the pavement.
2) Polyethylene sheet (Poly sheet)—0.15 mm (0.01 in) thick by 45 cm (18 in) black polyethylene sheet was installed vertically within 3 cm (1.2 in) of the edge of the pavement.
3) Gravel—2.5 to 3.75 cm (1 to 1.5 in) diameter washed, crushed gravel was installed in a 10 cm (4 in) horizontal layer beneath the pavement.
4) Foamular® 150 extruded polystyrene (Foam)—two 5 cm (2 in) thick sheets were glued together to form a 10 cm (4 in) thick, 1.2 m (3.96 ft) wide block installed horizontally beneath the pavement.
5) Structural soil—a mixture of 2.5 parts gravel (2.5 to 3.75 cm [1 to 1.5 in] diameter) and one part clay loam soil was installed in a 10 cm (4 in) horizontal layer beneath the pavement.
6) No treatment control—concrete was poured directly on the soil surface as is typically done in this area for suburban sidewalks.
Nonreinforced concrete (245 kg/cm2 [3,500 psi]) was poured to a depth of 10 cm (4 in) over the treatments and nontreated soil. The top of the concrete was nearly level with the adjacent soil. Concrete joints were scored at the beginning and end of each treatment and centered at each tree trunk. Treatments were 3 m (9.9 ft) long.
Steel reinforcement bars (rebar) 45 cm (18 in) long were driven into the soil at the base of each tree so the top of the rebar was even with the adjacent pavement. The height of the pavement was compared with the height of the adjacent rebar using a transit on 17 October 2005. The change in height of the concrete (lifting) was calculated by subtracting the initial concrete elevation to the final concrete elevation. A visual assessment of sidewalk cracking was also made on 17 January 2006. Cracks in the concrete were rated as either present or absent.
The sidewalk pavement was removed in October 2006 (Figure 2). Underlying soil and underpavement treatments were removed to a depth of 20 cm (8 in) below the bottom of the pavement using high-pressure water. Alongside-pavement treatments were left in place. Root measurements were collected in November and December 2006. Measurements included root depth, root diameter, and root surface area in contact with the pavement. Diameter and depth measurements were taken 15 cm (6 in) inside the edge of the pavement on both sides of the sidewalk. Depth was measured from the bottom of the pavement to the top of the root. Root diameter was measured perpendicular to the direction of the root growth axis at the same point as the root depth measurement. Root surface area in contact with the pavement was determined by measuring the length and width of the contact area as determined from photographs taken at the time of pavement removal and through visual examination of the roots. Roots with a diameter of 2.5 mm (0.1 in) or less were not measured. For the vertical treatments, a visual observation and counts were made of roots that grew over the top of the barriers.
Treatments were applied in a completely randomized design. Results were statistically analyzed using an analysis of variance and the Student-Newman-Keuls separation of means in SPSS (SPSS Inc., Chicago, IL) at the P = 0.05 level.
RESULTS
There was a significant amount of sidewalk cracking at the scored joint adjacent to trees in four of five control treatments and three of five poly sheet and structural soil treatments. There were no significant differences in the amount of pavement lifting among treatments (Figure 3).
Treatments did affect root growth under the pavement. There were significantly fewer roots associated with the two vertical treatments (Figure 4). Those treatments also resulted in roots that were smaller in diameter (Figure 5) and deeper (Figure 6) than the other treatments. Cracks that were associated with the poly sheet treatment were from roots that grew over the top of the barrier. Three of the five poly sheet treatments had large diameter (greater than 2.5 cm [1 in]) roots growing over the top of the barrier and beneath the pavement. None of the DeepRoot barrier treatments exhibited root overgrowth.
The three treatments that exhibited cracking (control, structural soil, and poly sheet) also had the greatest root surface area contacting the pavement (Figure 7). It is likely that the upward force on the pavement was directly correlated to the root surface contact area.
Roots under the structural soil treatment had significantly larger diameters than other treatments (Figure 5). Contact area (Figure 7) was lower than expected for this treatment considering the greater amount of pavement lifting. The inconsistency was the result of a layer of gravel that separated the top of the roots from the bottom of the pavement. This kept the actual root contact area small but allowed the transfer of force through the gravel to the pavement. Pavement cracks associated with this treatment tended to be larger than those in other treatments.
Roots grew at deeper levels in the soil under the foam treatment (Figure 6) but were no greater in number or larger in diameter than the control. As the roots under the foam increased in diameter, they crushed the foam.
Treatment had no significant effect on tree trunk diameter growth over the 10 years of study (Figure 8).
DISCUSSION
Alongside-pavement vertical barrier treatments were more effective at reducing root growth under pavement than underpavement treatments. This is very different than the results of Gilman (2006) who found little benefit from DeepRoot or poly sheet barriers. Differences between the two studies are most likely related to the root barrier depth (30 cm [12 in] versus 45 cm [18 in] deep) and the texture of the soil (fine sand versus clay loam). Differences among types of root barriers have also been found several years after planting in this clay loam soil (Smiley 2005). Although the belowground effects of the two root barriers were very similar, the greatest difference between the DeepRoot and poly sheet barriers was the flexibility of the top edge. This edge of the poly sheet fell below the mulch or soil level at several points allowing roots to grow over the top, resulting in sidewalk cracking. The DeepRoot barrier prevented root overgrowth, although some of the panels settled after installation and the tops of those panels were below grade.
The foam treatment performed very well, especially in comparison to other underpavement treatments. The foam did not allow roots to grow in contact with the bottom of the pavement. Several roots did penetrate between sheets of foam, but these did not affect the pavement. As the roots under the foam increased in diameter, they crushed the foam, dispersing the upward force of root pressure.
Gravel has been used successfully as a base layer in The Netherlands (Kopinga 1994) and in Florida (Gilman 2006). Although gravel did work very well from a pavement protection perspective in this trial, it was only marginally effective at reducing root numbers, diameter of roots, or increasing root depth. A thicker layer of gravel may have been more effective in this moderately well-drained soil.
The use of structural soils in a layer only 10 cm (4 in) thick has never been recommended (Grabosky and Bassuk 1996). Typical installation depth is 60 cm (24 in). The 10 cm (4 in) thickness was used in this trial because structural soil has been seen in use at this depth under sidewalks, driveways, and garage floors. Roots grew well in the mixture achieving the largest root diameters of any treatment. However, this rapid root growth resulted in a large number of cracks in the pavement and the greatest amount of pavement lifting of any treatment.
The installation of treatments to reduce sidewalk damage at the time of sidewalk or tree installation is the preferred method of reducing sidewalk damage when tree species known to damage pavement are planted next to a sidewalk. This and other studies have found several treatments that will greatly reduce pavement damage. In this study on a moderately drained clay loam soil, the root barrier treatments were most effective. Foam or gravel installed beneath also worked very well by forcing root growth deeper in the soil. It is likely that the combination of vertical root barriers and underpavement treatments may reduce the risk of damage to pavement even further.
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